Our site will be unavailable for 3 hours starting on friday, april 10th from 11. The series 6 content outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The series 6 is a securities license entitling the holder to register as a companys representative and sell mutual funds, variable annuities and insurance. About the series 6 study course the securities guys. Our products are based on the exam content outlines published by the financial industry regulatory authority finra or the north american securities administrators association nasaa.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions. Get unlimited access to our exam prep software 24 x 7 for 6 months. Exam requirements and information the finra series 6 examination is a national test and does not vary by state. Series 6 securities training corp 2017 flashcard maker. Mar 03, 20 here is an example of the series 6 online training materials you can find at. Get the best deals on series 6 exam when you shop the largest online selection. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the finra series 6 exam, investment company and variable contracts products representative qualification examination.
The overview includes a listing of the required classroom hours, the recommended study time for that license type, and one or more recommended courses to help you pass your securities licensing exam. The ability to learn faster will accelerate the progress you make as you study for the test. Series 6 securities study materials kaplan financial. This page offers an overview of how long it normally takes to study for your finra series 6, 7, or other type of securities license. This exam is administered by the financial industry regulatory authority finra, previously known as the nasd. If youre studying for the finra series 79 exam and you dont want to do it all by yourself. In addition to passing the series 6 exam, an agent may be required to pass a state life insurance exam to transact business in variable contracts. Securities licensing sie, series 6, 26, 63, and 65 study group has 2,571 members. See our top picks from wiley, pass the 6 and kaplan. All the study materials we offer were created solely for your use as you prepare to pass the state exam. Finra series 6 securities licensing exam prep nrs fire. The series 6 is generally a multiplechoice test authorizing individuals to conduct transactions related to financial securities, such as mutual funds, variable annuities and unit investment trusts. Series 6 chapter 5 investment company securities and variable contracts. Our series 6 exam secrets study guide will teach you what you need to know, but our study skills bonus will show you how to use the information to be successful on the series 6 test.
Series 6 flashcards with series 6 practice questions. The series 6 exam the investment company and variable contracts products representative qualification examination ir assesses the competency of an entrylevel representative to perform their job as an investment company and variable contracts products representative. The series 6 exam is designed to assess the competency of entrylevel investment company and variable contracts products representatives. Series 6 investment company and variable contracts. Due to this finra initiative, an individual must now pass two exams to become re. These changes resulted from finras securities exam restructuring program, implemented in october 2018. Series 663 securities study packages kaplan financial. Series 6 exam investment company productsvariable contracts limited representative. Series 6 greenlight guarantee pass our greenlight exam within 5 days of your actual exam, and if you do not pass, we will refund your money. Greico financial career training institute where wall.
The sie exam will allow the series 6 exam to focus more on securities specific questions instead of background material, but the sie will have no effect on the content found in the series 63 exam. The program has the full text of our printed materials. This organization makes it very easy to study for long periods of time. The securities institute is excited to announce the launch of our brand new video class study preparation option. Pass perfect is a leading developer of targeted, effective training programs for the securities licensing exams. Series 6 greenlight guarantee pass our greenlight exam within 5 days of your actual exam, and if you do not pass.
The series 6 is a tough exam, especially for those who find it is their first introduction to the world of securities. Series 6 exam prep training and study materials by examfx. Investment company and variable contracts products. The series 6 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and. Using this approach to study will focus your attention on the essential. Jun 12, 2019 if you need to take the series 6 exam, you should know that the exam has changed significantly in the past year. Securities industry essentials sie exam preparation nrs. These techniques can help you pass the series 6 exam without the added stress.
We offer a variety of instruction options and exam prep study tools to best suit. The firm applies for candidates to take the examination by filing a uniform application for securities industry registration or transfer form u4. Sie series 6 securities study packages kaplan financial education. Designed to let you build and finetune your knowledge of all areas covered in the exam and to guarantee that youre prepared mentally and strategically to take the test.
Looking for finance certification exam prep classes. Get the best deals on series 6 exam when you shop the largest. Nov 08, 2019 the series 6 is a tough exam, especially for those who find it is their first introduction to the world of securities. Series 6 securities study packages kaplan financial. Compare each package below and select one that best fits your learning style. Designed to be the most effective and comprehensive series 6 video class on the market today, this course will walk you step by step through the study process. The series 6 exam flashcards study system is available at this web page. The series 6 is a securities license entitling the holder to register as a companys representative and sell mutual funds, variable annuities and. The series 6 exam is administered by the financial industry regulatory authority finra, covering covers topics on mutual funds, variable annuities, securities and tax regulations, retirement. Introduction to the securities industry essentials sie beginning october 1, 2018, finra will overhaul the format of its regulatory exams. The series 6 exam consists of 100 multiplechoice questions that cover four main functions.
Securities training corporation stc, the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. In this article, well give you six additional easy. Created by the experts at the securities institute of america, inc. Through our training you will have access to a variety of helpful study tools that will prepare you for test day. Series 6 investment company and variable contracts products. Your copy will typically ship within one business day from our shipping facility. Take practice tests anytime, anywhere using any pc, mac, phone or tablet. In the united states, the investment company productsvariable life contracts representative exam, is commonly referred to as the series 6 exam. The series 6 is the primary license sought by insurance. Earn your series 6 exam with proven study materials by kaplan financial education. The series 6 securities sales license is known more formally by finra as the limitedinvestment securities license. Everything you need to know beginning october 1, 2018, prospective securities industry professionals looking to become registered with a firm at the representative level will be required to pass the new securities industry essentials sie exam in addition to a revised representativelevel qualification exam. Series 6 training package comparison we offer flexible solutions and packages for every learning style, specifically designed to help you pass your series 6 rep level exam. Live, instructor led tutorials offered on a rotating calendar basis ondemand tutorials.
I studied for the series 7, 79, and 82 with solomon exam prep, and i never scored lower than a 90% on the actual exam. Securities exchange act of 1934 definitions and application, registration and regulation of. To view a complete, detailed test outline, please follow the link to the finra website and sie exam outline. Prepare to pass your series 6 replevel licensing exam on the first attempt with our innovative training program. More information about the sie exam and how the securities guys will help, is at. Other than an insurance policy or fixed annuity, a security is any piece of paper that can be traded for value.
There are no prerequisites to taking the securities industry essentials exam, and once you pass your sie exam, you have one full year to study for and pass your series 6 exam. Securities licensing sie, series 6, 26, 63, and 65 study. To take your series 6 exam, you may finish the sie exam first and be sponsored by an accredited securities or insurance sales organization. Mometrix test preparation has designed both a detailed study guide and flashcards that contain all the information you will need in order to pass the series 6 exam. The outline is comprised of the four major job functions of an investment company and variable contracts products representative.
In order to obtain registration as an investment company and variable contracts products representatives, candidates must pass both the series 6 exam and a general knowledge corequisite, the securities industry essentials sie exam. The main thing i wanted to do was build a place where you could go and. The series 6 practice test will assist you in passing the series 6 exam, which is a test that assesses the testtakers knowledge and ability to perform adequately when selling securities products. Series 6 exam my study cards show class series 6 exam. Get finra series 6 study guide, exam prep, and practice exam questions for your series 6 license exam at ab training center. Online courses feature engaging, interactive, and effective learning methods. The series 6 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of an investment company and variable. Series 6 registered representatives are permitted to solicit, purchase, or sell mutual funds, closedend funds on the initial public offering only, variable annuities and life insurance if additional licensing requirements have been met, unit investment trusts, and municipal fund securities. Study effectively and at your own pace with kaplan financial educations securities industry essentials sie and series 6 exam study packages. Mometrix test preparation has designed both a detailed study guide and flashcards that contain all the information you will need in. A dealer buys securities from and sells securities directly to a customer, while a broker merely arranges a trade between a customer and another party. Sie series 6 securities study packages kaplan financial. Over the last 20 years, we have successfully trained over 1,000,000 individuals for these exams. The sie is 75 questions, the new series 6 is 50 questions.
Buy a solomon series 6 study package and get the solomon series 6 flashcards for free. Our live online, ondemand, and self study securities licensing solutions provide a safe and convenient learning environment for our students, customers, employees, and the community. Application before registering to take the series 6 exam, one must be sponsored by a finra member firm. Our level of experience and expertise is unmatched. Feb 14, 2019 the series 6 is a securities license entitling the holder to register as a companys representative and sell mutual funds, variable annuities and insurance. A complete guide to the securities industry essentials. Smart series 6 top off interactive web training is a complete self study training package delivered online. In order to become registered as a investment company and variable contracts products representative, you must pass the series 6 examination. The series 6 licensing exam has changed since this webinar was recorded. A candidate who passes the series 6 exam is qualified for the solicitation, purchase andor sale of the following securities products.
Series 6 securities markets, investment securities, and economic factors 155 terms. It covers groups of securities that are sold together as a single unit. Any insurance agent should strive toward achieving their series 6 license, but if your main product line is life insurance, then this license is an absolute necessity. You can use this article to learn more about what you need to do to pass the series 6 exam. The series 6 exam may be complicated, but with the right study materials, you can pass with a grade you are proud of. The sie exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices. A professional using quicksheet and license exam manual to study for securities licensing exam. The perfect supplement to our industryleading series 6 study materials, the solomon series 6 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.
A series 6 registered individual is not a stockbroker since series 6 license holders cannot sell stock, other corporate securities, direct participation programs dpps, or option products. How long to study for your finra securities license. A new general knowledge exam called the securities industry essentials sie will become a corequisite for the series 7. The series 6 investment company and variable contracts products representativesecurities license is a a license regulated by the financial industry regulatory authority finra.
The series 6 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your series 6 exam. We know there are plenty of securities exam preparation providers out there. Stc usa helps you to prepare for your series 6 exam. The series 6 license works alongside the series 63 license, and both must be attained to market and sell securities linked products legally. Your copy will typically ship within one business day from. Series 6 exam prep study guides and training tools.
Greico financial training institute offers securities training and exam prep for series 7, series 24, series 14, series 66, series 87. Earn your series 6 requirements and career information. In this article, well give you six additional easy tips on how to approach. Jul 02, 2014 the series 6 licensing exam has changed since this webinar was recorded. Series 6 securities study materials kaplan financial education. For more information about the investment company and variable. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products. To schedule an exam, the sponsoring firm files the uniform application for securities industry registration or form u4 with finra, acting as. Each study package is designed by our team of subject matter experts and learning engineers who strategically combine instruction with study tools to help you retain more information and pass your qualification exam. The study guides are easy to understand, and the online exam simulator really prepares you. Securities industry essentials sie exam series 6 series 7 series 63 series 65 series 66 who do you trust to help you pass your finranasaa exams. Here is an example of the series 6 online training materials you can find at.1489 1426 195 1493 661 25 438 843 1353 608 794 1386 1405 1102 421 777 741 29 627 1271 1428 1257 1353 58 460 767 1021 1276 840 797 471 1448 287 327 575 1124 511 1171 1376 1076 197 263